PRODUCTS & SERVICES

WE FIND UNIQUE PRODUCTS FOR YOU

Cambria’s registered representatives serve the investment needs of individuals, high net-worth families, partnerships, non-profit organizations and institutional clients.  Through our full-service brokerage firm & wealth management group we offer a wide array of investment products and services, including:

 

Products:

  • Equities- execution of NYSE, NASDAQ, OTC Market & Foreign securities

  • ETF’s & Mutual Funds

  • Fixed Income Investments (Bonds, CD’s, etc.)

  • Options
     

In addition, Cambria’s investment banking group offers several types of proprietary
investment products exclusive to our clientele, including:

  • Regulation A+ Offerings

  • Regulation CF (Crowdfunding)

  • PIPEs (Private Investments in Public companies)

  • IPOs (Initial Public Offerings)

  • Secondary Offerings

  • Private Placements

  • Alternative Investments
     

Services:

  • Brokerage Accounts for Domestic and *International clients

  • Executive Accounts (Company Executives and High Net Worth Individuals)

  • Retirement Accounts (IRA, Roth, Sep, 401k, 403b, Pension Plans, Profit Sharing Plans, Education Savings)

  • Cash, *Option & *Margin Accounts

  • Money Market Accounts (up to $3m FDIC Insured)

  • Institutional & DVP Accounts

  • Fee-based & Commission-based Accounts

  • Wealth Management & Advisory Programs

  • Excellent Trading Execution

  • 144 Restricted & Registration Statement Transactions

  • 10b5-1 Selling Plans- assist in designing & implementing

  • Regular or Cashless Stock Option Exercises

  • ACH Direct Deposit, Debit Card & Check Writing

  • Real-time online account view and quotes with watch lists and alerts

 

Brokerage and investment advisory services and fees differ, and it is important for you to understand the differences. This Client Relationship Summary (“FORM CRS) provides details about our brokerage and advisory services, fees, and other important information.  

 

 


Click on the PDF to view our new Form CRS.

                                                                            

 

*International, Option & Margin Accounts are offered through Apex Clearing, Axos Clearing and Vision Financial Markets relationships only.

SALES & TRADING

Cambria  has access to a large network comprised of over thousands of retail and hundreds of high net-worth investors who invest in growth companies. Cambria has relationships with a variety of different market makers through our clearing firm that help create liquidity in less actively traded markets, which provides timely and efficient execution of transactions in NYSE, NASDAQ, OTC Market and Foreign Securities.

Cambria’s investor clients expect us to be at the forefront of market trends and developments in our focus industries, relying on us to highlight new ideas that are below the radar of larger investment banks. By having an in-depth understanding of our clients’ objectives and expectations, we are able to pinpoint appropriate buyers for a company’s securities under various market conditions.

Other distribution and marketing capabilities include:

  • Dedicated professionals with years of experience selling and trading public U.S. and foreign securities in the primary and secondary markets

  • Ability to place large blocks of securities in a few hands or to achieve broad distribution, as needed

  • Timely and consistent flow of information to the buy-side through company and industry reports, non-deal investor roadshows, e-mail and mailing updates

  • Access to our broad investor base of U.S. and European fund managers, pension and mutual funds, private equity investors, venture capital groups and high net-worth accounts
     

 

For additional information please contact your Cambria Registered Representative at 877-226-0477 or clientservices@cambriacapital.com.

 

WEALTH MANAGEMENT

The Wealth Management Platform of Cambria Capital allows us to conveniently manage customer assets geared towards traditional conservative investments on a fee-based platform.  This was created due to the demand from our existing customers seeking our assistance in managing more of their conservative assets, rather than just advising them on investments into our niche aggressive growth companies.

​Large pension plans, endowments and other institutional investors have often entrusted their assets to professional money-management firms. With minimum investment requirements of at least $1 million, the services of these money managers have historically been well out of reach of the average investor.

​Cambria’s Wealth Management group offers access to some of the world’s leading asset managers.  As a Cambria client, you can now enjoy the same advantages that were once only offered to institutional type investors in the past with minimum investments as low as $10,000 - $250,000.

​Our Advisory Programs include:​

  • Cambria Armor Strategies (CAS)

  • Zacks Model Portfolios (ZMP)

  • Actively Managed Global ETF Strategy (AMG)

  • Representative as Portfolio Manager (RPM)

  • Separately Managed Accounts (SMA)

  • Multi-Manager Account (MMA)

  • Unified Managed Account (UMA)

  • Mutual Fund Wrap & Exchange Traded Fund Portfolios
     

 

To view Cambria's Form ADV, click here

To view Cambria's advisory services and fees, click here

  

 

For additional information please contact your Cambria Investment Advisor Representative at 

877-226-0477 or clientservices@cambriacapital.com.

 

CAMBRIA ARMOR STRATEGIES

Cambria offers a series of four strategies which are sub-advised by a third-party asset manager, Equity Armor Investments, LLC (EAI). All four of the CAS strategies employ:

  • Advanced analytical tools provided by EAI
     

  • Proprietary security selection process (30-33 securities in portfolio)

    • Approximately 90% of holdings in diversified equity portfolio based on strategy selection
       

  • Proprietary EAI volatility management process

    • Approximately 10% of the strategy (the "hedge") is comprised of 9.5% cash and/or volatility ETPs (Exchange Traded Products)

The Cambria Armor objective is to capture enhanced market returns through EAI’s proprietary security selection process with an aim to reduce volatility with EAI’s proprietary volatility management process

Cambria Armor Income Strategy
 

 

This strategy aims to provide income-oriented investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Income Strategy contains a blend of 4 different EAI strategies for the equity component

    • 10% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 40% Dividend Equity Armor Portfolio

    • 10% Earnings Equity Armor Portfolio

    • 40% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Income Strategy.

Cambria Armor Dividend Strategy
 

 

The strategy is suited to provide more conservative investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Dividend Strategy contains a blend of 4 different EAI strategies for the equity component

    • 20% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 20% Dividend Equity Armor Portfolio

    • 40% Earnings Equity Armor Portfolio

    • 20% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Dividend Strategy.

Cambria Armor Total Return Strategy
 

 

The strategy is suited to provide moderate risk investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Total Return Strategy contains a blend of 4 different EAI strategies for the equity component

    • 40% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 20% Dividend Equity Armor Portfolio

    • 20% Earnings Equity Armor Portfolio

    • 20% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

View full details and hypothetical

performance of Total Return Strategy.

Cambria Armor Growth Strategy
 

 

The strategy is suited to investors with a longer-term time horizon, and an above average risk tolerance.

  • The Growth Strategy contains a blend of 4 different EAI strategies for the equity component

    • 60% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 10% Dividend Equity Armor Portfolio

    • 20% Earnings Equity Armor Portfolio

    • 10% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Growth Strategy.

For additional information please contact your Cambria Investment Advisor Representative at 877-226-0477 or clientservices@cambriacapital.com. 

 

Sub-advised by Equity Armor Investments, LLC. Equity Armor Investments, LLC is a SEC Registered Investment Advisor under the Investment Advisors Act of 1940.

 

ZACKS MODEL PORTFOLIOS

Cambria offers a series of six actively managed stock portfolios and five passive ETF model portfolios which are sub-advised by a third-party asset manager, Zacks Investment Management.  

 

Highlights of Zacks investment Management include:

  • Wealth management boutique formed in 1992, is a leading expert on earnings and using earnings estimates in the investment process

  • Wholly owned subsidiary of Zacks Investment Research, one of the largest providers of independent research in the U.S.

  • Manages over $7 billion across a suite of award-winning strategies

  • Portfolios are managed using a unique combination of Zacks independent research and Zacks quantitative models

  • Proven equity strategies that have ranked in the top 9% of their respective classes by Morningstar®

 

Zacks Model Portfolios are a diversified system of separately managed accounts that are grouped together to provide an expected return with a corresponding amount of risk.  

 

 

The model portfolios include various blends of the following strategies:

Zack's Focus Growth Strategy

 

The Focus Growth Strategy is designed to pinpoint growth-

oriented stocks with a large cap bias.   

Zack's Preferred Strategy

The Zacks Preferred Strategy’s primary objective is to provide a high level of current income while maintaining low correlation to equity markets.

Zack's Mid Cap Strategy

 

This portfolio seeks to choose companies with a positive Zacks Rank, and incorporates both growth and value stocks.

Zacks Dividend Strategy

 

The portfolio focuses on high yielding companies, providing substantially higher current yield than the S&P 500.

Zack's Small Cap Strategy

This Portfolio seeks stocks with a positive Zacks Rank, and has regular rebalancing, as stocks with declining fundamentals are sold.

Actively Managed Zack's Portfolio Model Blends

Clients can choose to invest in any of the following six portfolio models, which in turn, blend the Zacks strategies based on expected return and risk tolerance.

Conservative Income

60% Dividend Strategy 

30% Preferred Strategy 

10% Focus Growth Strategy

Conservative

70% Dividend Strategy,

20% Focus Growth Strategy 

10% Mid Cap Strategy

Moderate Conservative

55% Dividend Strategy

30% Focus Growth Strategy

10% Mid Cap Strategy

5% Small Cap Strategy

Aggressive

20% Dividend Strategy

30% Focus Growth Strategy

30% Mid Cap Strategy

20% Small Cap Strategy

Moderate

35% Dividend Strategy

35% Focus Growth Strategy

15% Mid Cap Strategy

15% Small Cap Strategy

Ultra-Aggressive

10% Dividend Strategy

25% Focus Growth Strategy

35% Mid Cap Strategy

30% Small Cap Strategy

ETF Passive Model Investing

Clients can choose from five different ETF Model Portfolios.  Each of the ETF models have 12-14 ETFs in the portfolio that get traded a few times per years on your behalf.

Conservative

53% Fixed Income

43% Equities

4% Cash

Moderate

64% Equities

32% Fixed Income

4% Cash

Moderate Conservative

52% Equities

44% Fixed Income

4% Cash

Moderate Aggressive

77% Equities

19% Fixed Income

4% Cash

Aggressive

90% Equities

6% Fixed Income

4% Cash

* The above allocations are for illustrative purposes only.  Actual allocations may differ at the time of investment.

 

View a summary of the available Zacks portfolios

 

 

For additional information please contact your Cambria Investment Advisor Representative at 877-226-0477 or clientservices@cambriacapital.com.

 

Zacks Investment Management is an independent Registered Investment Advisory firm and acts as an investment manager for individuals and institutions.

 
 

OTHER ADVISORY PROGRAMS

Actively Managed Global ETF Strategy (AMG)

Cambria acts as the portfolio manager for the Actively Managed Global ETF Strategy (“AMG”). Client accounts will be established on a discretionary basis. The AMG strategy utilizes Exchange Traded Funds (ETFs) to diversify the portfolio holdings. Technical indicators are utilized to determine when a position should be established or liquidated. Based on the account size the allocation could be divided between a 5 holding model and a 10-holding model and has a $25,000 account minimum.

 

Representative as Portfolio Manager (RPM)

Your registered Cambria representative will be your Portfolio Manager. The representative will provide a full suite of resources to build and manage asset allocation models using stocks, no-load mutual funds and ETFs with strategies as low as a $25,000 investment minimum.

 

Separate Managed Accounts (SMA)

Offers individual investors with direct access to some of the world’s leading institutional asset managers and lesser known boutique investment managers many of whom were once available exclusively to large institutional investors. Each separate account typically has a minimum investment of $100,000.

 

Multi-Manager Account (MMA)

Our Multi-Manager Account combines the investment expertise of two or more globally prominent institutional asset managers into a single portfolio. This investment strategy delivers the benefits of a traditional separately managed account in a single fully-diversified portfolio for as little as $250,000.

 

Unified Managed Account (UMA)

Our Unified Managed Account (UMA) has the ability to combine the investment expertise of globally prominent institutional asset managers, individual mutual funds, bonds and ETFs in a single fully-diversified portfolio for as little as $150,000. Mutual Fund Wrap & Exchange Traded Fund Portfolios Mutual Fund Wrap and Exchange Traded Fund (ETF) Solutions offer individual investors an actively managed portfolio comprised of mutual funds and/or ETFs that are carefully selected to fit your investment objectives. There is access to these actively managed wrap strategies for as low as a $25,000 investment minimum.

 

For additional information please contact your Cambria Investment Advisor Representative at 877-226-0477 or clientservices@cambriacapital.com.

RETIREMENT SERVICES

 

Cambria’s experienced advisors work with individuals, business owners and corporations to evaluate your retirement plan needs.  We specialize in assisting you on the right choice for your particular situation and help you achieve your financial goals.  Whether you are implementing a new plan or need help with an existing retirement plan we remain committed to you in the years to come.  We won’t attempt to “fit you in” to a pre-designed benefit plan or package.  Let Cambria’s professional team of advisors customize an individual or employee benefit solution that fits you and/or your people.

We offer highly customizable cost effective solutions with the flexibility to invest in a variety of different products and vehicles out of most retirement account, such as:

  • World leading Asset managers

  • New Regulation A+ Offerings

  • Private Placements, Secondary, PIPEs & IPOs

  • Alternative Investments

  • Mutual Funds & Fixed Income Securities

  • Exchange Traded Funds (ETFs)

  • Individual Stocks

  • Covered calls & non-margin options

  • Money Markets
     

 

 

Retirement Plans for Individuals

The average individual today cannot expect to retire on Social Security alone. It is more important now than ever that investors look for alternative solutions when planning for their retirement.

Cambria offers a wide array of retirement accounts, including:
 

Traditional IRAs – allow your savings to grow tax deferred and contributions may be tax deductible.  Withdrawals after age 59 1/2 are taxed as ordinary income. Withdrawals prior to age 59 1/2 may incur a 10% IRS penalty as well as income taxes.
 

Roth IRAs – contributions are not deductible, however your savings grow tax-free and distributions after age 59 1/2 are not taxed. Withdrawals prior to age 59 1/2 may incur a 10% IRS penalty as well as income taxes unless certain conditions are met.
 

Education Savings – is an account set up to pay the qualified education expenses of a designated beneficiary that is 18 years of age.  Contributions to the account are not deductible, but amounts deposited grown tax free until distributed.
 

Rollovers – whether you are retired, your employer has changed or terminated their plan you can rollover 100% of your retirement account, such as a 401k into an IRA or another Qualified Retirement Plan with no taxes or penalties.
 

Self-Directed IRA/Roth/SEP –  A Self-Directed IRA is a retirement account in which you are not limited to stock market based investment choices. You may invest in alternative assets like futures, real estate, private companies, promissory notes, precious metals, timber rights, green energy and other alternative assets.
 

Retirement Plans for Business Owners & Corporations

Offering a retirement plan can be a powerful tool for business owners and corporations to attract and retain the hardworking people who help make their business successful.  Cambria offers the wide array of retirement plans, including:

 

Individual 401k Retirement Plan – provides significant advantages to small businesses whose only employee is the owner or the owner and their spouse. This plan offers tax deductible contributions, high and flexible contribution limits and tax deferred growth.
 

Traditional/Roth 401k Retirement Plan – is generally advantageous for companies with 10 or more employee.  Owners and employees may contribute a specified amount of earned income through either a pretax (Traditional) and/or after tax (Roth) contributions.  This plan offers high and flexible contribution limits and tax deferred growth.
 

403b Plan – is a retirement plan for certain public schools and tax-exempt organizations.  They offer reduced taxable income through pre-tax contributions and tax deferred earnings on plan contributions.

Pension Plan- is usually a tax exempt retirement plan that allows an employer to make contributions toward a pool of funds set aside for their employees future.  We offer access to both defined benefit and contribution plans.

 

Profit Sharing Plan – is usually designed to give employees a share in the profits of the employer.  Each employee receives a percentage of the profits based on the company’s earnings.
 

Traditional IRAs – allow your employees savings to grow tax deferred and contributions may be tax deductible.  Withdrawals after age 59 1/2 are taxed as ordinary income. Withdrawals prior to age 59 1/2 may incur a 10% IRS penalty as well as income taxes.
 

Roth IRAs – employees contributions are not deductible, however your savings grow tax-free and distributions after age 59 1/2 are not taxed. Withdrawals prior to age 59 1/2 may incur a 10% IRS penalty as well as income taxes unless certain conditions are met.
 

SEP IRA (Simplified Employer Pension Plan) – allows self employed individuals and small business owners to contribute up to 25% of compensation up to a certain maximum each year.  These plans are 100% employer funded (employees do not contribute). Contributions into a SEP IRA are generally tax deductible and investment earnings in a SEP grow tax deferred. Withdrawals after age 59 1/2 are taxed as ordinary income. Withdrawals prior to age 59 1/2 may incur a 10% IRS penalty as well as income taxes. With a SEP, each eligible employee has their own separate SEP IRA which is then funded by the employer.
 

Self-Directed IRA/Roth/SEP – A Self-Directed IRA is a retirement account in which you are not limited to stock market based investment choices. You may invest in alternative assets like futures, real estate, private companies, promissory notes, precious metals, timber rights, green energy and other alternative assets.
 

For additional information please contact your Cambria Registered Representative at 877-226-0477 or clientservices@cambriacapital.com.

ALTERNATIVE INVESTMENTS

Alternative investments provide investors access to investments in a variety of different industries that cannot be accessed through traditional fixed income and equity markets. With interest rates at the lowest level in years, and the stock market decline due to the ongoing economic crisis Alternative Investments are growing in popularity among sophisticated investors. Some investors are seeking alternative investments to potentially generate higher monthly income rather than investing in traditional fixed rate investments with interest returns being so low.  In addition to attractive risk-adjusted return potential, some alternatives offer investors other advantages such as:

  • Diversify portfolios by industry sector & geography

  • Monthly, Quarterly or Annual income to investor

  • Balloon payment, plus principle at maturity

  • Advantageous Tax Benefits

  • Invest out of Retirement or Cash brokerage account(s)

Cambria’s professionals have extensive experience to evaluate, identify and understand different investment structures.  We seek the best performing alternatives and the have  expertise to identify some of the most common red flags such as use of too much leverage, inexperiencedmanagement teams and ensure company commitment aligns alongside investors.

 

We offer a wide array of alternatives, including:

  • Real Estate Funds- DST,1031 Exchange & Private REITS

  • Hedge Funds- access to deep discounted industry portfolios such as receivables, bridge financing, etc.
     

 

 

For additional information please contact your Cambria Registered Representative at 877-226-0477 or clientservices@cambriacapital.com.

 

Cambria Capital, LLC.

 

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Regulation A+ offerings have two phases – a pre-qualification phase and a post-qualification phase. Qualification is the term used by the SEC to indicate that the offering has been reviewed by the SEC and securities may be sold. During the pre-qualification phase, you may reserve securities to be purchased at a later date. All reservations are non-binding. A company will only be able to make sales of securities to you after it has filed an offering statement with the SEC and the SEC has qualified the offering statement. The Information in that offering statement will be more complete than the information that the company is providing to you prior to qualification and it could differ in important ways. You must read the offering statement and documents filed with the SEC before investing in any of the companies listed on our website. Unless the offering statement has been qualified, no money or other consideration is being solicited, and if sent, will not be accepted. No sales will be made or commitments to purchase accepted until the offering statement is qualified. 

By accessing this site and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy, as may be amended from time to time without notice or liability. 

Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, the content of this website is provided “as is" without warranty of any kind (either express or implied). 

Financial products listed on this website are only available to residents in the states where Cambria is registered. 

Neither the SEC nor any state regulator or other regulatory body has passed upon the merits of or given its approval to the securities, the terms of the offerings, or the accuracy or completeness of any offering materials or information posted on the site. 

Investments in Regulation A+ offerings are speculative and may involve a high degree of risk. Investors may receive illiquid stock that may have little to no secondary market. There can be no assurance the valuation is accurate or in line with the market or industry valuations. 

Securities sold through private placements are not publicly traded and are intended for investors who do not have a need for a liquid investment. Additionally, investors in private placements will receive restricted stock that will be subject to holding period requirements. 

 

Companies offering securities in Regulation A offerings and private placements tend to be in the earlier stages of development and have not yet been fully tested in the public marketplace. Investing in Regulation A+ offerings and private placements requires high risk tolerance, low liquidity concerns, and long-term commitments. Investors must be able to afford to lose their entire investment.