PRODUCTS & SERVICES

WE FIND UNIQUE PRODUCTS FOR YOU

Cambria’s registered representatives serve the investment needs of individuals, high net-worth families, partnerships, non-profit organizations and institutional clients.  Through our full-service brokerage firm & wealth management group we offer a wide array of investment products and services, including:

 

Products:

  • Equities- execution of NYSE, NASDAQ, OTC Market & Foreign securities

  • ETF’s & Mutual Funds

  • Fixed Income Investments (Bonds, CD’s, etc.)

  • Options
     

In addition, Cambria’s investment banking group offers several types of proprietary
investment products exclusive to our clientele, including:

  • Regulation A+ Offerings

  • Regulation CF (Crowdfunding)

  • PIPEs (Private Investments in Public companies)

  • IPOs (Initial Public Offerings)

  • Secondary Offerings

  • Private Placements

  • Alternative Investments
     

Services:

  • Brokerage Accounts for Domestic and *International clients

  • Executive Accounts (Company Executives and High Net Worth Individuals)

  • Retirement Accounts (IRA, Roth, Sep, 401k, 403b, Pension Plans, Profit Sharing Plans, Education Savings)

  • Cash, *Option & *Margin Accounts

  • Money Market Accounts (up to $3m FDIC Insured)

  • Institutional & DVP Accounts

  • Fee-based & Commission-based Accounts

  • Wealth Management & Advisory Programs

  • Excellent Trading Execution

  • 144 Restricted & Registration Statement Transactions

  • 10b5-1 Selling Plans- assist in designing & implementing

  • Regular or Cashless Stock Option Exercises

  • ACH Direct Deposit, Debit Card & Check Writing

  • Real-time online account view and quotes with watch lists and alerts

 

Brokerage and investment advisory services and fees differ, and it is important for you to understand the differences. This Client Relationship Summary (“FORM CRS) provides details about our brokerage and advisory services, fees, and other important information.  

 

 


Click on the PDF to view our new Form CRS.

                                                                            

 

*International, Option & Margin Accounts are offered through Apex Clearing, Axos Clearing and Vision Financial Markets relationships only.

SALES & TRADING

Cambria  has access to a large network comprised of over thousands of retail and hundreds of high net-worth investors who invest in growth companies. Cambria has relationships with a variety of different market makers through our clearing firm that help create liquidity in less actively traded markets, which provides timely and efficient execution of transactions in NYSE, NASDAQ, OTC Market and Foreign Securities.

Cambria’s investor clients expect us to be at the forefront of market trends and developments in our focus industries, relying on us to highlight new ideas that are below the radar of larger investment banks. By having an in-depth understanding of our clients’ objectives and expectations, we are able to pinpoint appropriate buyers for a company’s securities under various market conditions.

Other distribution and marketing capabilities include:

  • Dedicated professionals with years of experience selling and trading public U.S. and foreign securities in the primary and secondary markets

  • Ability to place large blocks of securities in a few hands or to achieve broad distribution, as needed

  • Timely and consistent flow of information to the buy-side through company and industry reports, non-deal investor roadshows, e-mail and mailing updates

  • Access to our broad investor base of U.S. and European fund managers, pension and mutual funds, private equity investors, venture capital groups and high net-worth accounts
     

 

For additional information please contact your Cambria Registered Representative at 877-226-0477 or clientservices@cambriacapital.com.

 

WEALTH MANAGEMENT

The Wealth Management Platform of Cambria Capital allows us to conveniently manage customer assets geared towards traditional conservative investments on a fee-based platform.  This was created due to the demand from our existing customers seeking our assistance in managing more of their conservative assets, rather than just advising them on investments into our niche aggressive growth companies.

​Large pension plans, endowments and other institutional investors have often entrusted their assets to professional money-management firms. With minimum investment requirements of at least $1 million, the services of these money managers have historically been well out of reach of the average investor.

​Cambria’s Wealth Management group offers access to some of the world’s leading asset managers.  As a Cambria client, you can now enjoy the same advantages that were once only offered to institutional type investors in the past with minimum investments as low as $10,000 - $250,000.

​Our Advisory Programs include:​

  • Cambria Armor Strategies (CAS)

  • Zacks Model Portfolios (ZMP)

  • Actively Managed Global ETF Strategy (AMG)

  • Representative as Portfolio Manager (RPM)

  • Separately Managed Accounts (SMA)

  • Multi-Manager Account (MMA)

  • Unified Managed Account (UMA)

  • Mutual Fund Wrap & Exchange Traded Fund Portfolios
     

 

To view Cambria's Form ADV, click here

To view Cambria's advisory services and fees, click here

  

 

For additional information please contact your Cambria Investment Advisor Representative at 

877-226-0477 or clientservices@cambriacapital.com.

 

CAMBRIA ARMOR STRATEGIES

Cambria offers a series of four strategies which are sub-advised by a third-party asset manager, Equity Armor Investments, LLC (EAI). All four of the CAS strategies employ:

  • Advanced analytical tools provided by EAI
     

  • Proprietary security selection process (30-33 securities in portfolio)

    • Approximately 90% of holdings in diversified equity portfolio based on strategy selection
       

  • Proprietary EAI volatility management process

    • Approximately 10% of the strategy (the "hedge") is comprised of 9.5% cash and/or volatility ETPs (Exchange Traded Products)

The Cambria Armor objective is to capture enhanced market returns through EAI’s proprietary security selection process with an aim to reduce volatility with EAI’s proprietary volatility management process

Cambria Armor Strategies
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Cambria Armor Income Strategy
 

 

This strategy aims to provide income-oriented investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Income Strategy contains a blend of 4 different EAI strategies for the equity component

    • 10% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 40% Dividend Equity Armor Portfolio

    • 10% Earnings Equity Armor Portfolio

    • 40% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Income Strategy.

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Cambria Armor Dividend Strategy
 

 

The strategy is suited to provide more conservative investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Dividend Strategy contains a blend of 4 different EAI strategies for the equity component

    • 20% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 20% Dividend Equity Armor Portfolio

    • 40% Earnings Equity Armor Portfolio

    • 20% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Dividend Strategy.

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Cambria Armor Total Return Strategy
 

 

The strategy is suited to provide moderate risk investors with an opportunity to participate in equity markets while seeking to minimize risk.

  • The Total Return Strategy contains a blend of 4 different EAI strategies for the equity component

    • 40% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 20% Dividend Equity Armor Portfolio

    • 20% Earnings Equity Armor Portfolio

    • 20% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

View full details and hypothetical

performance of Total Return Strategy.

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Cambria Armor Growth Strategy
 

 

The strategy is suited to investors with a longer-term time horizon, and an above average risk tolerance.

  • The Growth Strategy contains a blend of 4 different EAI strategies for the equity component

    • 60% GARP (Growth at a Reasonable Price) Equity Armor Portfolio

    • 10% Dividend Equity Armor Portfolio

    • 20% Earnings Equity Armor Portfolio

    • 10% allocation to Bond ETFs (Exchange Traded Fund)

 

 

 

 

View full details and hypothetical

performance of Growth Strategy.

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For additional information please contact your Cambria Investment Advisor Representative at 877-226-0477 or clientservices@cambriacapital.com. 

 

Sub-advised by Equity Armor Investments, LLC. Equity Armor Investments, LLC is a SEC Registered Investment Advisor under the Investment Advisors Act of 1940.

 

ZACKS MODEL PORTFOLIOS

Cambria offers a series of six actively managed stock portfolios and five passive ETF model portfolios which are sub-advised by a third-party asset manager, Zacks Investment Management.  

 

Highlights of Zacks investment Management include:

  • Wealth management boutique formed in 1992, is a leading expert on earnings and using earnings estimates in the investment process

  • Wholly owned subsidiary of Zacks Investment Research, one of the largest providers of independent research in the U.S.

  • Manages over $7 billion across a suite of award-winning strategies

  • Portfolios are managed using a unique combination of Zacks independent research and Zacks quantitative models

  • Proven equity strategies that have ranked in the top 9% of their respective classes by Morningstar®

 

Zacks Model Portfolios are a diversified system of separately managed accounts that are grouped together to provide an expected return with a corresponding amount of risk.  

 

 

The model portfolios include various blends of the following strategies:

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Zack's Focus Growth Strategy

 

The Focus Growth Strategy is designed to pinpoint growth-

oriented stocks with a large cap bias.   

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Zack's Preferred Strategy

The Zacks Preferred Strategy’s primary objective is to provide a high level of current income while maintaining low correlation to equity markets.

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Zack's Mid Cap Strategy

 

This portfolio seeks to choose companies with a positive Zacks Rank, and incorporates both growth and value stocks.

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Zacks Dividend Strategy

 

The portfolio focuses on high yielding companies, providing substantially higher current yield than the S&P 500.

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Zack's Small Cap Strategy

This Portfolio seeks stocks with a positive Zacks Rank, and has regular rebalancing, as stocks with declining fundamentals are sold.

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Actively Managed Zack's Portfolio Model Blends

Clients can choose to invest in any of the following six portfolio models, which in turn, blend the Zacks strategies based on expected return and risk tolerance.

Conservative Income

60% Dividend Strategy 

30% Preferred Strategy 

10% Focus Growth Strategy

Conservative

70% Dividend Strategy,

20% Focus Growth Strategy 

10% Mid Cap Strategy

Moderate Conservative

55% Dividend Strategy

30% Focus Growth Strategy

10% Mid Cap Strategy

5% Small Cap Strategy

Aggressive

20% Dividend Strategy

30% Focus Growth Strategy

30% Mid Cap Strategy

20% Small Cap Strategy

Moderate

35% Dividend Strategy

35% Focus Growth Strategy

15% Mid Cap Strategy

15% Small Cap Strategy

Ultra-Aggressive

10% Dividend Strategy

25% Focus Growth Strategy

35% Mid Cap Strategy

30% Small Cap Strategy

ETF Passive Model Investing