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PRODUCTS & SERVICES

WE FIND UNIQUE PRODUCTS FOR YOU

Cambria’s registered representatives serve the investment needs of individuals, high net-worth families, partnerships, non-profit organizations and institutional clients.  Through our full-service brokerage firm & wealth management group we offer a wide array of investment products and services, including:

 

Products:

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  • Equities- execution of NYSE, NASDAQ, OTC Market & Foreign securities

  • ETF’s & Mutual Funds

  • Fixed Income Investments (Bonds, CD’s, etc.)

  • Options
     

In addition, Cambria’s investment banking group offers several types of proprietary
investment products exclusive to our clientele, including:

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  • Regulation A+ Offerings

  • Regulation CF (Crowdfunding)

  • PIPEs (Private Investments in Public companies)

  • IPOs (Initial Public Offerings)

  • Secondary Offerings

  • Private Placements

  • Alternative Investments
     

Services:

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  • Brokerage Accounts for Domestic and *International clients

  • Executive Accounts (Company Executives and High Net Worth Individuals)

  • Retirement Accounts (IRA, Roth, Sep, 401k, 403b, Pension Plans, Profit Sharing Plans, Education Savings)

  • Cash, *Option & *Margin Accounts

  • Money Market Accounts (up to $3m FDIC Insured)

  • Institutional & DVP Accounts

  • Fee-based & Commission-based Accounts

  • Wealth Management & Advisory Programs

  • Excellent Trading Execution

  • 144 Restricted & Registration Statement Transactions

  • 10b5-1 Selling Plans- assist in designing & implementing

  • Regular or Cashless Stock Option Exercises

  • ACH Direct Deposit, Debit Card & Check Writing

  • Real-time online account view and quotes with watch lists and alerts

 

Brokerage and investment advisory services and fees differ, and it is important for you to understand the differences. This Client Relationship Summary (“FORM CRS) provides details about our brokerage and advisory services, fees, and other important information.  

 

 


Click on the PDF to view our new Form CRS.

                                                                            

 

*International, Option & Margin Accounts are offered through Apex Clearing and Axos Clearing relationships only.​

SALES & TRADING

Cambria  has access to a large network comprised of over thousands of retail and hundreds of high net-worth investors who invest in growth companies. Cambria has relationships with a variety of different market makers through our clearing firm that help create liquidity in less actively traded markets, which provides timely and efficient execution of transactions in NYSE, NASDAQ, OTC Market and Foreign Securities.

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Cambria’s investor clients expect us to be at the forefront of market trends and developments in our focus industries, relying on us to highlight new ideas that are below the radar of larger investment banks. By having an in-depth understanding of our clients’ objectives and expectations, we are able to pinpoint appropriate buyers for a company’s securities under various market conditions.

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Other distribution and marketing capabilities include:

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  • Dedicated professionals with years of experience selling and trading public U.S. and foreign securities in the primary and secondary markets

  • Ability to place large blocks of securities in a few hands or to achieve broad distribution, as needed

  • Timely and consistent flow of information to the buy-side through company and industry reports, non-deal investor roadshows, e-mail and mailing updates

  • Access to our broad investor base of U.S. and European fund managers, pension and mutual funds, private equity investors, venture capital groups and high net-worth accounts
     

 

For additional information please contact your Cambria Registered Representative at 877-226-0477 or clientservices@cambriacapital.com.

Sales & Trading

WEALTH MANAGEMENT

The Wealth Management Platform of Cambria Capital allows us to conveniently manage customer assets geared towards traditional conservative investments on a fee-based platform.  This was created due to the demand from our existing customers seeking our assistance in managing more of their conservative assets, rather than just advising them on investments into our niche aggressive growth companies.

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​Large pension plans, endowments and other institutional investors have often entrusted their assets to professional money-management firms. With minimum investment requirements of at least $1 million, the services of these money managers have historically been well out of reach of the average investor.

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​Cambria’s Wealth Management group offers access to some of the world’s leading asset managers.  As a Cambria client, you can now enjoy the same advantages that were once only offered to institutional type investors in the past with minimum investments as low as $10,000 - $250,000.

​Our Advisory Programs include:​

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  • Cambria Armor Strategies (CAS)

  • Zacks Model Portfolios (ZMP)

  • Actively Managed Global ETF Strategy (AMG)

  • Representative as Portfolio Manager (RPM)

  • Separately Managed Accounts (SMA)

  • Multi-Manager Account (MMA)

  • Unified Managed Account (UMA)

  • Mutual Fund Wrap & Exchange Traded Fund Portfolios
     

 

To view Cambria's Form ADV, click here

To view Cambria's advisory services and fees, click here

  

 

For additional information please contact your Cambria Investment Advisor Representative at 

877-226-0477 or clientservices@cambriacapital.com.

Wealth Management

CAMBRIA ARMOR STRATEGIES

Cambria offers a series of four strategies which are sub-advised by a third-party asset manager, Equity Armor Investments, LLC (EAI). All four of the CAS strategies employ:

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  • Advanced analytical tools provided by EAI
     

  • Proprietary security selection process (30-33 securities in portfolio)

    • Approximately 90% of holdings in diversified equity portfolio based on strategy selection
       

  • Proprietary EAI volatility management process

    • Approximately 10% of the strategy (the "hedge") is comprised of 9.5% cash and/or volatility ETPs (Exchange Traded Products)

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The Cambria Armor objective is to capture enhanced market returns through EAI’s proprietary security selection process with an aim to reduce volatility with EAI’s proprietary volatility management process